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SalesPage Trade Analyzer

SalesPage Trade Analyzer gives you an edge when it comes to regulatory compliance: it allows you to easily establish best practices, perform vital trade and systems monitoring and maximize your sales efforts, actively addressing regulations set forth by the Securities and Exchange Commission (SEC). SalesPage understands the impact that rules like the Mutual Fund Redemption Fees Rule 22c-2 can have on your business, and we're delivering powerful tools to help.

Use SalesPage Trade Analyzer Rules to decode your omnibus feeds; set criteria and configure rules to analyze data down to the shareholder level. Examine the returned data using Trade Analyzer Results pages; review the results in detail and take immediate action when necessary.

Whether you're using the module to reveal rule violations or to uncover other trends, you can depend on its flexibility and precision. This comprehensive solution allows each and every piece of your trade-related data to be closely examined, using criteria you select. Establish the rules, examine the results, and take action with confidence.

Use SalesPage Trade Analyzer Rules

Create customized rules and run them individually or in batches, on-demand, to examine trade and related entity information. Easily change and adapt the criteria as SEC rules change—you are always acting in accordance with established rules and regulations.

Scrutinize trade information in a variety of ways—by frequent portfolio turnover, increased or decreased transactions in specific funds, and trade activity by defined entities—all patterns that may help you identify potential market timing situations. Define rules for sorting, filtering, and identifying entities and transactions to help avoid Rule 22c-2 infractions.

View SalesPage Trade Analyzer Results

After rules have been run, view the results to determine what actions, if any, need to be taken. Read summations of findings or drill deeply into report details. Review information for territories, firms, offices, reps, accounts, or even for individual transactions. Print or export the results, and/or view the data as a PivotTable or graphically, as a chart.

Respond appropriately to your findings—you have a range of options, from marking individuals or trades as potential market timers, generating follow-up calls, applying a label to offices associated with trades and sending letters or literature, to removing records from the list or performing other individual or group operations. SalesPage Trade Analyzer will help you to identify suspect trades, investigate the findings and take action.